Phase Three of Four
Register & Apply
Coordinating the registration statement, the SEC process and the Nasdaq application.
Who this phase is for
Companies that have completed structural and financial preparation and are ready to enter the formal registration process.
The problem it solves
Registration is document-intensive and unforgiving of gaps. Counsel drafts, auditors provide financial content, management supplies the business narrative, and the regulator responds with comment that must be addressed quickly. Where nobody holds the whole picture, momentum is lost between parties rather than within them.
What Atlas does
✓ Coordinates registration statement preparation with securities counsel
✓ Manages document flow between counsel, auditors, management and the transfer agent
✓ Coordinates the business narrative and risk factor content with management
✓ Tracks the SEC review process and coordinates responses to comment
✓ Coordinates the Nasdaq listing application and engagement with listing officials
Atlas coordinates this process. Securities counsel drafts and files the registration statement, provides legal opinions, and communicates with the SEC on legal matters.
Indicative duration
Preparation is measured in weeks. Regulatory review is not within any adviser\u2019s control and depends on the questions raised and the speed of responses.
← Structure & Prepare
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